AI Solutions for Wealth Management
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DEC
02
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A Wealth Management Advisory Council Sponsored Event
Artificial intelligence is transitioning from a general concept into core operational infrastructure for wealth management. Firms are increasingly turning to AI software tools to address the growing demands of clients, regulators, and an efficient practice.
This virtual showcase brings together a collective of leading AI software solutions to demonstrate how they operate, with each addressing a specific operational bottleneck across the wealth management lifecycle. Altruist and their AI platform, Hazel, will headline our showcase, joined by FP Alpha, Kinnect and Hadrius across key functional areas including tax intelligence, family data vaulting, and compliance automation.
Please join us live to see the current state of AI software tools, evaluate live platform demonstrations, and discover if these solutions can deliver for your practice.
Session Descriptions:
Designed for investment professionals, the conversation will focus on practical applications rather than hype, with concrete examples of tools, workflows, and lessons attendees can apply in their own work.
Hour 1: Practice Management, Custody & Advanced Tax Intelligence
4:00 PM – 4:30 PM PT | Altruist / Hazel - Practice Management, Client Intake & Automated Financial/Tax Planning
4:30 PM – 5:00 PM PT | FP Alpha - Multi-Disciplinary Document Intelligence (Tax, Estate & Insurance)
Hour 2: Client Vaulting & SEC Compliance Automation
5:00 PM – 5:30 PM PT | Kinnect - Multi-Generational Family Data Vaulting & Entity Mapping 5:30 PM – 6:00 PM PT | Hadrius - SEC/FINRA Compliance Automation & Surveillance
About the Companies:
Hazel | Hazel is the AI platform built by Altruist that transforms an advisory firm's everyday operations. By unifying a firm's knowledge across conversations, emails, client notes, and custodial documents into Intelligent Client Profiles, Hazel automatically prepares meeting briefings, drafts follow-up communications, and generates bespoke tax and financial plans in minutes. It handles background administrative work so advisors can spend less time in spreadsheets and more time delivering high-touch advice to clients. Back To Top ^^
FP Alpha | FP Alpha is an AI native planning platform designed to enhance advisor capabilities across tax, estate, and insurance planning through a combination of AI-driven document analysis and structured planning outputs. Rather than functioning as a document creation tool, FP Alpha acts as an analysis and insights engine, enabling advisors to extract, interpret, and take action on information contained within client financial and estate documents. Back To Top ^^
Hadrius | Hadrius is an AI platform automating SEC and FINRA compliance for registered investment advisers and broker-dealers. The platform spans email surveillance, marketing review, trade monitoring (employee and firm), branch management, and a complete 206(4)-7 compliance solution, serving firms ranging from emerging RIAs to institutions managing over $100B in AUM. Back To Top ^^
Kinnect | Before an advisor can analyze or plan for a complex family, someone must build the family's complete picture. This work is painstakingly manual because the people, data and processes involved live across fragmented systems that don't talk to each other. Kinnect is AI-powered data management software built around the family. It pulls a family's entities, accounts, assets and documents into one place, organizes them into a clear, current picture of what the family has and who owns what, and lets the family and every relevant professional plug in, so advisors spend their time on analysis and advice instead of data entry. Back To Top ^^
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Registration Fees |
Payment Information
We accept all major credit cards.
If you prefer to pay by check please email info@cfala.org and request to pay by check. Your registration will be completed manually and you will receive an email confirmation.
We accept all major credit cards.
If you prefer to pay by check please email info@cfala.org and request to pay by check. Your registration will be completed manually and you will receive an email confirmation.
Cancellations
Cancellations must be received in writing by 9:00 am the day prior to the event to receive a refund. No phone cancellations are accepted. Please e-mail info@cfala.org.
Cancellations must be received in writing by 9:00 am the day prior to the event to receive a refund. No phone cancellations are accepted. Please e-mail info@cfala.org.
Event Code of Conduct & General Terms
All attendees at this event must adhere to CFALA’s Event Code of Conduct and General Terms & Conditions.
All attendees at this event must adhere to CFALA’s Event Code of Conduct and General Terms & Conditions.
Chair:
Yves-Marc Courtines, CFA, CFP, EA
Yves-Marc Courtines, CFA, CFP, EA
Event Chairs:
John DeFonso, CFA
Hilal Yilmaz, PhD, CFA
John DeFonso, CFA
Hilal Yilmaz, PhD, CFA
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CFA Society Los Angeles has determined that this program qualifies for 2 PL credit hours, under the guidelines of the CFA Institute Professional Learning program. If you are a CFA Institute member and a CFA Society Los Angeles Member, PL credit for your participation in this program will be automatically recorded in your PL tracking tool. |
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